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The Baker-Venkataraman Rearrangement

In the world of organic synthesis, constructing complex heterocyclic rings often requires elegant rearrangement reactions. Among the most useful for medicinal chemists and natural product researchers is the Baker-Venkataraman Rearrangement.

This reaction is not just a textbook curiosity; it is a fundamental gateway to synthesizing flavones and chromones, structures found abundantly in nature with significant biological activities.

What is the Baker-Venkataraman Rearrangement?

At its core, the Baker-Venkataraman rearrangement is a base-catalyzed transformation of 2'-acetoxyacetophenones (or generally, o-acyloxyketones) into 1,3-diketones (specifically, o-hydroxydibenzoylmethanes).

It is essentially an intramolecular Claisen condensation. While a standard Claisen condensation involves two separate ester molecules, this rearrangement happens within a single molecule, driven by the proximity of the reacting groups.

The General Reaction Scheme

The starting material is usually prepared by esterifying a 2-hydroxyacetophenone with an acyl chloride. When treated with a base, this ester undergoes rearrangement.

Key Transformation:

o-Acyloxyketone +Base ----> beta-Diketone


The Mechanism: Step-by-Step

Understanding the mechanism reveals why this reaction is so efficient. It proceeds through the formation of an enolate followed by an intramolecular nucleophilic attack.

1. Enolate Formation

The reaction begins with the use of a strong base (common choices include Potassium hydroxide (KOH), Sodium ethoxide (NaOEt), or Sodium hydride (NaH)). The base abstracts a proton from the alpha-carbon of the acetyl group (the ketone side), forming a resonance-stabilized enolate ion.

2. Intramolecular Nucleophilic Attack

This is the crucial step. The enolate carbon acts as a nucleophile and attacks the carbonyl carbon of the ester group located on the ortho position of the benzene ring. This forms a cyclic alkoxide intermediate.

3. Ring Opening

The cyclic intermediate is unstable. The ring opens up, reforming the carbonyl bond and breaking the bond between the oxygen and the ester carbonyl. This results in the formation of the phenoxide anion of the 1,3-diketone.

4. Acidification

Finally, an acidic workup is performed to protonate the phenoxide and the enolate, yielding the stable 1,3-diketone product.


Why is it Important? The Route to Flavones

The primary reason this rearrangement is famous in organic chemistry is its utility in the synthesis of Chromones and Flavones.

Flavones are a class of flavonoids found in plants (providing yellow pigmentation and UV filtration) that possess antioxidant, anti-inflammatory, and anti-cancer properties.

From Rearrangement to Cyclization

Once the Baker-Venkataraman rearrangement yields the 1,3-diketone (o-hydroxydibenzoylmethane), the molecule can be easily cyclized under acidic conditions to form the flavone ring system.

This two-step sequence (Rearrangement ---> Cyclization) is often referred to as the Kostanecki-Robinson reaction pathway modification, and it remains one of the most reliable methods for generating the chromone core.

Synthetic Utility and Variations

  • Substrate Versatility: The reaction tolerates various substituents on the aromatic ring (e.g., methoxy, nitro, or halo groups), allowing for the synthesis of a diverse library of flavone derivatives.

  • Green Chemistry: Recent variations of this reaction have been developed using microwave irradiation or solvent-free conditions, making the synthesis more environmentally friendly.

The Baker-Venkataraman Rearrangement is a classic example of how intramolecular forces can be leveraged to build complex molecular architectures. By converting a simple esterified phenol into a valuable 1,3-diketone, it opens the door to the vast chemical space of flavonoids.

Whether you are designing a new pharmaceutical drug or studying plant metabolites, this rearrangement is a powerful tool in your synthetic arsenal.


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The Baker-Venkataraman rearrangement is an organic reaction involving the rearrangement of 2-acetoxyacetophenones into phenolic 1,3-diketones in the presence of a base. This base-promoted rearrangement of aromatic 2-acyloxy ketones to form aromatic 1,3-diketones is significant as a synthetic intermediate in organic chemistry. The reaction is named after Wilson Baker and Krishnasami Venkataraman, who independently reported it in the early 1930s. Additionally, it involves the regio-selective formation of 1,3-diketones through the base-induced transfer of acyl groups in O-acylated phenol esters.

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Reactions of Carbonyl Compounds in Basic Solutions. Part 11. The Baker-Venkataraman Rearrangement
Journal of the Chemical Society. Perkin transactions II, 1986

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